Turn compliance into a competitive advantage
Are customers asking for your SOC 2 report before they’ll sign? Is NFA compliance pulling you away from running the business? Red Echoes guides the whole process, so compliance becomes something you can show prospects instead of something that slows you down.
- Get certified faster with a clear plan and a coordinated platform and auditor process.
- Strengthen your controls to protect your business and your customers’ data.
- Spend less internal time on policies, documentation, and evidence.
- Win trust with customers, partners, and regulators.
Start with Confidence
If you’re unsure where to begin, Red Echoes guides you through the entire compliance journey, helping you understand requirements and build the right policies, controls, and documentation from the start.
Direct Access to Trusted Auditors
Our established relationships with experienced auditors help simplify the audit process and keep your SOC 2 certification moving efficiently.
Streamlined Compliance Platforms
We partner with leading compliance platforms like Vanta and Sprinto to automate evidence collection, monitoring, and reporting, reducing the manual burden on your team.
Multi-Framework Compliance Expertise
Beyond SOC 2, we help futures brokerages navigate NFA compliance and are expanding support for CMMC readiness for organizations working with government contracts.
Compliance
From first gap assessment to a clean audit.
Frameworks we prepare you for
SOC 2
NFA
CMMC readiness
With platform guidance on Vanta and Sprinto, and direct relationships with experienced auditors.
How a compliance engagement works
A clear path from “where do we start?” to a clean audit, and a program you can keep running afterwards.
1. Gap assessment
We review your current controls against SOC 2 or NFA requirements and give you a prioritized plan.
2. Build the program
Policies, technical controls, and a compliance platform such as Vanta or Sprinto set up to collect evidence automatically.
3. Audit
We prepare your evidence and coordinate with an independent auditor through to your report.
4. Stay audit-ready
Ongoing monitoring, vendor reviews, and annual renewals, so next year is easier than this one.
Compliance services
From the first gap assessment to audit day and beyond, we help you build a compliance program your team can maintain.
Gap assessments
See where you stand against SOC 2 and related frameworks.
Policies and procedures
Clear, practical documentation your team will actually follow.
Controls implementation
Put the right technical and administrative controls in place.
Audit preparation
Evidence collection and coordination with your auditor.
Vendor risk management
Review and track the security of your third-party vendors.
Ongoing compliance
Monitoring and annual reviews so you stay audit-ready.
Compliance FAQs
Do we really need SOC 2?
If you sell software or services to mid-size and larger companies, prospects will often ask for a SOC 2 report during security reviews. Having one shortens sales cycles and answers most security questionnaires in a single document.
What's the difference between SOC 2 Type I and Type II?
Type I confirms your controls are designed correctly at a single point in time. Type II confirms they actually operated over a review period, typically several months. Many companies start with Type I and move to Type II.
Does Red Echoes perform the audit?
No. SOC 2 audits must be performed by an independent CPA firm. We get you ready, manage the evidence, and coordinate with auditors we have established relationships with.
Do we have to use Vanta or Sprinto?
No, but a compliance platform automates much of the evidence collection and monitoring, which saves a lot of internal time. We’ll help you decide whether one makes sense and which one fits.
Who needs NFA compliance?
Firms registered with the National Futures Association, such as futures brokerages, must meet NFA requirements, including a written information security program. We help put the required policies and controls in place.
Can you help with CMMC?
Yes. We’re expanding support for CMMC readiness for organizations that work on U.S. Department of Defense contracts.